- Self-Regulating Organisation
- ( SRO)Organisations which are authorised and supervised to an extent by the SIB, to carry out particular finance functions e.g. SFA. LIFFE
Financial and business terms. 2012.
Self-Regulating Organisation
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self-regulating organisation — self regulating organisations (SROs) The now defunct organisations that regulated investment business in the UK. The former SROs were the Securities and Futures Authority (SFA), the Investment Management Regulatory Organisation ( … Law dictionary
Self -Regulating Organisation — ( SRO) Organisations that were set up under the Financial Services Act 1986 to be directly responsible for policing investment businesses. Financial Services Glossary … Financial and business terms
self-regulating organisation — /self ˌregjuleɪtɪŋ ˌɔ:gənaɪ zeɪʃ(ə)n/ noun same as self regulatory organisation … Dictionary of banking and finance
self-regulating organisations — (SROs) The now defunct organisations that regulated investment business in the UK. The former SROs were the Securities and Futures Authority (SFA), the Investment Management Regulatory Organisation (IMRO) and the … Law dictionary
Self-Regulating Organisations — ( SROs) Bodies empowered by the Financial Services Authority to authorise certain investment businesses. There are three SROs: the Securities and Futures Authority, the Investment Management Regulatory Organisation and the Personal Investment… … Financial and business terms
self-regulatory — ˌself ˈregulatory adjective also ˌself ˈregulating, ˌself poˈlicing a self regulatory organization or industry sets its own standards and makes sure that its members obey the law, rather than being controlled by an independent organization: •… … Financial and business terms
self-regulation — self regulatory ˌself ˈregulatory adjective also ˌself ˈregulating, ˌself poˈlicing a self regulatory organization or industry sets its own standards and makes sure that its members obey the law, rather than being controlled by an independent… … Financial and business terms
Investment Management Regulatory Organisation — (IMRO) The former self regulating organisation which regulated those carrying on the following types of investment business under the Financial Services Act 1986: • Discretionary investment management. • Management of unit trusts and pension… … Law dictionary
Investment Management Regulatory Organisation — ( IMRO) A SRO (See Self Regulating Organisations) for fund managers. Dresdner Kleinwort Wasserstein financial glossary … Financial and business terms
SRO — See: self regulatory organization Self Regulating Organisations. Dresdner Kleinwort Wasserstein financial glossary self regulatory organisation (SRO) In the UK a recognised controlling body which regulates a specified class of investment business … Financial and business terms
